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COMPLYAML / MiCA / DORA

Compliance, licensing and regulatory requirements

"I have an EMI / CASP / FinTech — I want to comply with FMA requirements, prepare for an audit or a MiCA deadline. An EU investor requires compliance DD before closing the deal."

Pricing Plans

AML

3,500

/ project

AML/KYC Setup

Compliance Gap Analysis

AML/CFT Program (FM-GwG / BWG)

CDD/EDD procedures + risk classification

Transaction Monitoring Policy

SAR procedure and templates

Sanctions Screening Policy + tool

AML awareness training 2 hrs

MiCA Gap Analysis

DORA ICT Risk Register

4–6 weeks

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★ Most popular

MiCA

6,500

/ project

MiCA/CASP Licensing

Compliance Gap Analysis

AML/CFT Program (included)

MiCA Gap Analysis

Path selection: CASP / transitional regime

Crypto-Asset White Paper (if needed)

Licensing package for FMA/ESMA

Capital requirements calculation

Custody and key management policy

FMA communication — support

Briefing for AT legal counsel

2–4 months

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FULL

9,900

/ project

Full Stack

Full Compliance Gap Analysis

AML + MiCA (included)

DORA ICT Risk Register

DORA Incident Response Plan

DORA Third-Party Risk Management

DORA Testing Framework (TLPT plan)

Sanctions Screening: auto-tool

GDPR ↔ AML Balance Policy

Compliance Calendar (annual plan)

Q1 Retainer included (4 hrs/month)

2–4 months (parallel)

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COMPLY Retainer — €1,990/month

Quarterly AML program review, policy updates, training for new employees. The most stable recurring revenue in the NEXORA lineup.

How the process works

1

Week 1–2

Compliance Gap Analysis

Information gathering: license status, current policies, client type, geography. Compliance assessment: what is already in place, what is missing. Risk Priority Map. Result: Compliance Gap Report with action plan.

2

Week 2–5

AML/KYC Program Development

AML program tailored to the business specifics. CDD/EDD procedures. Transaction Monitoring: thresholds, triggers, escalation. SAR procedure. Sanctions Screening Policy + tool configuration.

3

Week 3–10

MiCA/CASP Preparation (Crypto)

Gap analysis vs MiCA requirements. Path selection: CASP license vs transitional regime. Licensing package for FMA. First FMA communication: pre-application consultation.

4

Week 4–8

DORA Implementation (FULL)

ICT Risk Register: identification of IT assets, threats. Incident Response Plan. Third-Party Risk Management. DORA Testing Framework: TLPT plan.

5

Week 6–8

Training, Tools & GDPR Balance

AML Awareness Training 2–3 hrs for the team. Sanctions screening tool: configuration. GDPR ↔ AML Balance Policy. Compliance Calendar.

6

Week 8–12

Handover + Ongoing Support

Full compliance package handover. CEO/Compliance Officer briefing. For FULL: first quarterly retainer included.

FAQ & Common Objections

Logical next steps

Legal Basis

§1 Compliance Management + §365m GewO (AML obligations for Unternehmensberater)

⚠️

Disclaimer: Nexora provides consulting support and develops internal procedures. Licensing is carried out by the regulator (FMA); Nexora acts as a consultant, not a licensed representative before FMA. Legal advice — via Rechtsanwalt partner.

Cost of Non-Compliance

AML

FMA fine up to €1M or 10% of turnover

MiCA

Business ban in the EU

DORA

Remediation order = business stoppage

Sanctions

Criminal liability of the director

Free Consultation

We discuss your situation and determine the next steps.

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Ready to start?

First consultation is free. We respond within 24 hours.